0001825088FALSE00018250882022-09-082022-09-08
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-K
CURRENT REPORT
Pursuant to Section 13 or 15(d)
of the Securities Exchange Act of 1934
Date of Report (date of earliest event reported): September 8, 2022
Dream Finders Homes, Inc.
(Exact name of registrant as specified in its charter)
| | | | | | | | | | | | | | |
Delaware | | 001-39916 | | 85-2983036 |
(State or other jurisdiction of incorporation) | | (Commission File Number) | | (I.R.S. Employer Identification No.) |
| | | | | | | | |
14701 Phillips Highway, Suite 300 Jacksonville , Florida | | 32256 |
(Address of principal executive offices) | | (Zip Code) |
Registrant’s telephone number, including area code: (904) 644-7670
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2):
| | | | | |
☐ | Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) |
| | | | | |
☐ | Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) |
| | | | | |
☐ | Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) |
| | | | | |
☐ | Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) |
Securities registered pursuant to Section 12(b) of the Act:
| | | | | | | | |
Title of each class | Trading Symbol(s) | Name of each exchange on which registered |
Class A Common Stock | DFH | Nasdaq Global Select Market |
Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 or Rule 12b-2 of the Securities Exchange Act of 1934.
Emerging growth company ☐
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐
Item 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers.
On September 8, 2022, John O. Blanton, Vice President and Chief Accounting Officer, notified Dream Finders Homes, Inc. (the “Company”) of his decision to resign his employment with the Company, effective September 22, 2022, in order to pursue a new opportunity. The Company greatly appreciates Mr. Blanton's outstanding service and many contributions. His resignation did not result from a disagreement with the Company or any of its officers or directors.
Mr. Blanton serves as the Company’s principal accounting officer and will continue in that role until the effective date of his resignation. To assist with an orderly transition of his responsibilities, Mr. Blanton agreed to serve as an advisor to the Company for the next one hundred eighty days, on such terms as will be mutually agreed to by the Company and Mr. Blanton. Effective September 22, 2022, L. Anabel Fernandez will serve as principal accounting officer, in addition to her current role as Chief Financial Officer of the Company. Ms. Fernandez will not receive any additional compensation for her service as principal accounting officer of the Company.
SIGNATURE
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
| | | | | | | | |
| DREAM FINDERS HOMES, INC. |
| | |
| By: | /s/ Robert E. Riva |
| | |
| | Robert E. Riva |
| | Vice President, General Counsel and Corporate Secretary |
| | |
Date: September 14, 2022 | | |